NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

NFON AG
Machtlfinger Straße 7
81379 Munich
Germany

2. Reason for notification

x Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Others reason:

3. Details of person subject to the notification obligation

Name: City and country of registered office:
Universal-Investment-Gesellschaft mit
beschränkter Haftung
Frankfurt/Main
Germany

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

31 Aug 2018

6. Total positions

  % of voting rights
attached to shares
(total of 7.a.)
% of voting rights
through instruments 
(total of 7.b.1+7.b.2)
total of
both in %
(7.a.+7.b.)
total number of
voting rights of issuer
Resulting
situation
4.78 %0.00 %4.78 %13806816
Previous
notification
5.12 %0.00 %5.12 %               /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN ‌absolutein %
  ‌direct
(Sec.33WpHG)
indirect
(Sec.34 WpHG)
direct
(Sec.33 WpHG)
indirect
(Sec. 34 WpHG)
DE000A0N4N52 660365%4.78 %
Total ‌6603654.78 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument Expiration or maturity dateExercise or conversion periodVoting rights
absolute
Voting
rights in %
     %
   Total %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of 
instrument
Expiration or
maturity period
Exercise or
conversion period
Cash or physical
settlement
Voting
rights
absolute
Voting
rihts in %
      %
    Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights
(if at least held 3% or more)
% of voting rights
through instruments
(if at least held 5% or more)
Total of both
(if at least held 5% or more)
Universal-
Investment-
Gesellschaft
mit beschränkter
Haftung
%%%
Universal-Investment-
Luxemburg S.A.
%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:  
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks: