NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

NFON AG
Machtlfinger Straße 7
81379 Munich
Germany

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Shares admitted to trading on an organized market for the first time.

3. Details of person subject to the notification obligation

Name: City and country of registered office:
Mr Dr Matthias Hallweger,
Date of birth: 07 Jun 1968
Munich
Germany

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

MIG GmbH & Co. Fonds 9 KG

5. Date on which threshold was crossed or reached:

09 May 2018

6. Total positions

  % of voting rights attached to shares (total 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)total of both in % (7.a. + 7.b.)total number of voting rights of issuer
Resulting situation 5.76%1.60%7.36%13806816
Previous notifiction n/a %n/a %n/a %/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33,34 WpHG)

ISIN absolutein %
  direct
(Sec. 33 WpHG)
i‌ndirect
(Sec. 34 WpHG)
direct
(Sec. 33 WpHG)
i‌ndirect
(Sec. 34 WpHG)
DE000A0N4N52 0949647‌%5.76%‌
Total 7949645.76%

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument Expiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
     0 %
   Total00 %

b.2. Instruments according to Sec. 38 para 1 No. 2 WpHG

Type of instrument Expiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Re-transfer claim from securities lending   Both2210091.60 %
    Total2210091.60 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights (if at least held 3% or more)% of voting rights through instruments (if at least held 5% or more)Total of both (if at least held 5% or more)
Hallweger, Dr. Matthias %%%
HMW Emissionshaus AG‌ %‌%‌%‌
HMW Verwaltungs GmbH‌ %‌%‌%‌
MIG GmbH & Co Fonds 9 KG‌ 5‌.20 %%6.65 %
Hallweger, Dr. Matthias‌ %‌%‌%‌
HMW Emissionshaus AG‌ %‌%‌%‌
HMW Verwaltungs GmbH‌ %‌%‌%‌
MIG GmbH & Co Fonds 11 KG‌ %‌%‌%‌

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:  
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks: