NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

Name: NFON AG
Street: Machtlfingerstr. 7
Postal Code: 81379

City:

Munich

Germany

Legal Entity Identifier (LEI):

391200FZ5TRMIHIK0S97


2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of istruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Florian Schuhbauer
Date of birth: 24 Apr 1975


4. Names of shareholfer(s)

holding directly 3% or more voting rights, if different from 3.

Active Ownership Fund SICAV-FIS SCS


5. Date on which threshold was crossed or reached:

21 Oct. 2019

6. Total positions

  % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting pursuant to Sec. 41 WpHG
New 9.33%0.00%9.33%15,055,569
Previous notification 3.12%0.00%3.12%/


7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN AbsoluteIn %
  Direct (Sec. 33 WpHG)Indirect (Sec. 34 WpHG)Direct (Sec. 33 WpHG)‌Indirect (Sec. 34 WpHG)
DE000A0N4N52 01,404,032%

9.33%

Total 1,404,0329.33%


b.1. Instruments according to Sec. 38(1) no. 1 WpHG

Type for instrument Expiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
     %
   Total %

b.2. Instruments according to Sec. 38(1) no. 1 WpHG

Type of instrument Expiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
      %
    Total %


8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
x Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name % of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Florian Schuhbauer %%%
‌Tamlino Investments Ltd. %‌%‌%
Tamlino Import & Advisory LP %%%
Active Ownership Investments Ltd. %%%
Active Ownership Capital S.à.r.l. %%%
‌Active Ownership Fund SICA-FIS SCS ‌9.33%‌%9.33%
Florian Schuhbauer %%%
‌Tamlino Investments Ltd. %%%
Tamlino Import & Advisory LP %%%
‌Active Ownership Investments Ltd. ‌%‌%‌%
‌Active Ownership Capital S.à.r.l. ‌9.33%‌%‌9.33%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instrumentsTotal of both
% %%


10. Other explanatory remarks:

 

Date

24 October 2019