NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

Name: NFON AG
Street: Machtlfingerstr. 7
Postal Code: 81379

City:

Munich

Germany

Legal Entity Identifier (LEI): 391200FZ5TRMIHIK0S97


2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of istruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Legal entity: Universal-Investment-Gesellschaft mit beschränkter Haftung

City of registered office, country: Frankfurt/Main, Germany


4. Names of shareholfer(s)

holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

22 Nov 2018



6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting pursuant to Sec. 41 WpHG
New 5.12% 0.00% 5.12% 13,806,816
Previous notification 4.78% 0.00% 4.78% /


7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) ‌Indirect (Sec. 34 WpHG)
DE000A0N4N52   706,365 % 5.12%
Total 706,365 5.12%


b.1. Instruments according to Sec. 38(1) no. 1 WpHG

Type for instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
        %
    Total   %

b.2. Instruments according to Sec. 38(1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
          %
      Total   %


8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Universal-Investment-Gesellschaft mit beschränkter Haftung 3.02% % %
Universal-Investment-Luxembourg S.A. % % %


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %


10. Other explanatory remarks:

 

Date

28 Nov 2018