Notification of Major Holdings
1. Details of issuer
NFON AG
Machtlfinger Straße 7
81379 Munich
Germany |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason: |
3. Details of person subject to thee notification obligation
| Name: | City and country of registered office: |
| Universal-Investment-Gesellschaft mit beschränkter Haftung | Frankfurt am Main
Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached:
6. Total positions
| | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer |
| Resulting situation | 5.12% | 0.00% | 5.12% | 13806816 |
| Previous notification | 4.86% | 0.00% | 4.86% | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | absolute | in % |
| | direct (Sec. 33 WpHG) | indirect (Sec. 34 WpHG) | direct (Sec. 33 WpHG) | indirect (Sec. 34 WpHG) |
| DE000A0N4N52 | | 706855 | % | 5.12% |
| Total | 706855 | 5.12% |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| | | | | % |
| | | Total | | % |
b.2. Instruments according to Sec. 38 para. 1 No.2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or phsysical settlement | Voting rights absolute | Voting rights in % |
| | | | | | % |
| | | | Total | | % |
8. Information in relation to the person subject to the notification obligation
| | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Universal-Investment-Gesellschaft mit beschränkter Haftung | 3.25% | % | % |
| Universal-Investment-Luxemburg | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
| Date of general meeting: | |
| Holding position after general meeting | % (equals voting rights) |
10. Other explanatory remarks:
