NFON AG: Release according to Article 40, Section 1 of the WpHG with the objective of Europe-wide distribution-20-10-2020

Notification of Major Holdings

1. Details of issuer

Name: NFON AG
Street: Machtlfingerstr. 7
Postal Code: 81379

City:

Munich

Germany

Legal Entity Identifier (LEI):

391200FZ5TRMIHIK0S97


2. Reason for notification

X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of istruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person: Florian Schuhbauer
Date of birth: 24.04.1975


4. Names of shareholfer(s)

holding directly 3% or more voting rights, if different from 3.

Active Ownership Fund SICAV-FIS SCS


5. Date on which threshold was crossed or reached:

16. October 2020

6. Total positions

  % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting pursuant to Sec. 41 WpHG
New 17.51%7.97%25.48 %15,055,569
Previous notification

11.43 %

0.00%

11.43 %

/


7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN AbsoluteIn %
  Direct (Sec. 33 WpHG)Indirect (Sec. 34 WpHG)Direct (Sec. 33 WpHG)‌Indirect (Sec. 34 WpHG)
DE000A0N4N52 0

2,635,746

0%

17.51%

Total 2,635,74617.51%


b.1. Instruments according to Sec. 38(1) no. 1 WpHG

Type for instrument Expiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Call-Option 16.10.2020/30.11.202030.11.20201,200,0007.97%
   Total1,200,007.97%

b.2. Instruments according to Sec. 38(1) no. 1 WpHG

Type of instrument Expiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
      %
    Total %


8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
x Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name % of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Florian Schuhbauer
Active Ownership Advisors
GmbH
Active Ownership Capital S.à r.l.
‌Active Ownership Fund SICAVFIS
SCS
‌17,51%‌7.97%‌25.48%
Florian Schuhbauer
‌Active Ownership Advisors
GmbH
‌Active Ownership Corporation S.
à r.l.
‌17.51%‌7.97%‌25.48%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instrumentsTotal of both
% %%


10. Other explanatory remarks:

 

Date

20 Oct 2020